During a House Committee hearing, lawyers testified on the effectiveness of FINRA, as they consider a bill to fold it into ...

OpenAI unveils GPT-5.4 Thinking model and financial tools for wealth managers, ramping up competition with Anthropic's Claude ...

Advisor technology providers introduce artificial intelligence capabilities to streamline advisor workflows and cut manual ...

Wealth Enhancement announced the addition of a six-advisor team that broke away from their Overland Park, Kan.-based RIA.

Kestra Holdings executives and Stone Point Capital partner discuss how advisory practices build enterprise value beyond ...

Morgan Stanley dismisses 2,500 workers across investment banking, trading, wealth management and asset management divisions ...

Portfolio manager discusses AI valuation concerns, sector rotation, and investment strategies amid rapid technology deployment ...

RIA M&A reached 466 deals in 2025, up 27%. Private equity drives 76% of transactions, but brand development trails operational scale ...

Growth for advisors stays personal despite AI tools. Build discipline around tracking prospects and conversations to succeed ...

Los Angeles-based Darryl Cohen faces 20 years in prison for a scheme to defraud NBA players Chandler Parsons, Courtney Lee ...

Neil McLaughlin, CEO of RBC Wealth Management, outlines the firm’s plan to double the earnings of its U.S. wealth business ...

Raymond James Private Client Group's Tash Elwyn echoed CEO Paul Shoukry's comments that the firm attracts advisors by ...